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An End to the SEC Kangaroo Courts | The Wall Street Journal
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Adopting the SEC's Proposed Climate-Change Disclosure Rules Would Be Unwise
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Testimony before the US Senate Committee on Banking, Housing, and Urban Affairs
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Beware the New Price Bubbles? Not So Fast
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Evidence on the Use of Disclosure Documents in Private Securities Offerings to Accredited Investors
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Latest Work in Securities Regulation
- | Expert Commentary Expert Commentary
An End to the SEC Kangaroo Courts | The Wall Street Journal
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
Adopting the SEC's Proposed Climate-Change Disclosure Rules Would Be Unwise
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
The SEC Lacks Legal Authority to Adopt Climate-Change Disclosure Rules
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
Considerations for the ATS Proposal
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- | Policy Briefs Policy Briefs
Should the Securities and Exchange Commission Adopt a Mandatory ESG-Disclosure Framework?
- | Financial Markets Financial Markets
- | Policy Briefs Policy Briefs
Does the SEC Have Legal Authority to Adopt Climate-Change Disclosure Rules?
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
Response to Senator Steve Daines
- | Expert Commentary Expert Commentary
A Proposal to Tackle Congressional Inside Trading: Invest In the US
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Testimony before the US Senate Committee on Banking, Housing, and Urban Affairs
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Beware the New Price Bubbles? Not So Fast
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Good Ideas that Might Find Favor In a New Era
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Evidence on the Use of Disclosure Documents in Private Securities Offerings to Accredited Investors
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Abandon the Concept of Accredited Investors in Private Securities Offerings
- | Financial Markets Financial Markets
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They're Shorting Market Freedom at the SEC
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Should the Securities and Exchange Commission Adopt a Mandatory ESG-Disclosure Framework?
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- | Policy Briefs Policy Briefs
Does the SEC Have Legal Authority to Adopt Climate-Change Disclosure Rules?
- | Financial Markets Financial Markets
- | Working Papers Working Papers
Evidence on the Use of Disclosure Documents in Private Securities Offerings to Accredited Investors
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Abandon the Concept of Accredited Investors in Private Securities Offerings
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Some Challenges for Congress’s Proposed Reform of Insider Trading Plans
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Rethinking Decimalization
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Improvements in SEC Economic Analysis since Business Roundtable
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Reframing Financial Regulation
Enhancing Stability and Protecting Consumers
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What Theory and the Empirical Evidence Tell Us about Proxy Access
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The Financial Industry Regulatory Authority: Not Self-Regulation after All
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Opening the Gate to Money Market Fund Reform
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How to Fix Our Broken Proxy Advisory System
- | Technology and Innovation Technology and Innovation
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Beyond Cyber-Doom: Assessing the Limits of Hypothetical Scenarios in the Framing of Cyber-Threats
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The Alternative of Private Regulation: The London Stock Exchange's Alternative Investment Market as a Model
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The Options Market Maker Exception to SEC Regulation SHO
Latest Work in Securities Regulation
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Making US Capital Markets More Resilient
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- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
Adopting the SEC's Proposed Climate-Change Disclosure Rules Would Be Unwise
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
The SEC Lacks Legal Authority to Adopt Climate-Change Disclosure Rules
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
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- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
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- | Financial Markets Financial Markets
- | Federal Testimonies Federal Testimonies
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Testimony before the US Senate Committee on Banking, Housing, and Urban Affairs
- | Financial Markets Financial Markets
- | Public Interest Comments Public Interest Comments
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- | Financial Markets Financial Markets
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Harmonizing Private Securities Offering Exemptions
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Response to the SEC's Proposed Regulation on the Best Interest for Retail Securities Broker-Dealers
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Testimony before the Senate Committee on Banking, Housing, and Urban Affairs
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Letter to FINRA on the Rule Proposal to Implement the Comprehensive Automated Risk Data System
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Money Market Fund Reform; Amendments to Form PF
Latest Work in Securities Regulation
- | Expert Commentary Expert Commentary
An End to the SEC Kangaroo Courts | The Wall Street Journal
- | Expert Commentary Expert Commentary
A Proposal to Tackle Congressional Inside Trading: Invest In the US
- | Financial Markets Financial Markets
- | Expert Commentary Expert Commentary
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- | Expert Commentary Expert Commentary
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Good Ideas that Might Find Favor In a New Era
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Make It Easy for Startups to Sell Stock
Fewer regulations would increase access to capital and promote innovation
- | Expert Commentary Expert Commentary
The Felony at the Golf Club
SEC “finder” rules make it harder for startups to raise money
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A Proposal for a Securities Offering Exemption That Eliminates Accredited Investor Distinctions
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The SEC's Cryptic Wish to Smother Cryptocurrencies With Regulation
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Analyze This
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How to Ensure Agencies Consider Rules' Economic Impact
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Corporate Governance by the Board, Not the Government
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Insider Trading Isn’t What You See in the Movies
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Previewing the President’s Announcement Changing the Fiduciary Standard
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FINRA's Holiday 'CARDS'
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Regulators Foist Do As We Say, Not Do As We Do On Wall Street
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