Securities Regulation

Feed

J. W. Verret
Senior Affiliated Scholar

Policy Briefs
Financial Markets
Some Challenges for Congress’s Proposed Reform of Insider Trading Plans
John P. Anderson
November 13, 2019
Expert Commentary
Financial Markets
A Proposal for a Securities Offering Exemption That Eliminates Accredited Investor Distinctions
Andrew N. Vollmer
October 24, 2019
Public Comments
Financial Markets
Harmonizing Private Securities Offering Exemptions
Andrew N. Vollmer
September 25, 2019
Policy Briefs
Financial Markets
Will SEC Regulation Best Interest Protect Investors?
D. Bruce Johnsen
June 4, 2019
Expert Commentary
Regulation
The SEC's Cryptic Wish to Smother Cryptocurrencies With Regulation
RealClear Policy
Adam Millsap
May 15, 2019
Public Comments
Financial Markets
Response to the SEC's Proposed Regulation on the Best Interest for Retail Securities Broker-Dealers
D. Bruce Johnsen
August 23, 2018
Expert Commentary
Bitcoin
What Happens If Cryptocurrency Technologies Are Regulated as Securities?
Reason
Andrea O'Sullivan
June 27, 2018
Working Papers
Financial Markets
Rethinking Decimalization
Benjamin M. Blau, Ryan J. Whitby
May 15, 2018
Expert Commentary
Financial Markets
Calling Balls and Strikes at the SEC
The Hill
J. W. Verret
March 16, 2017
Expert Commentary
Financial Markets
Analyze This
US News & World Report
Jerry Ellig
February 6, 2017

Policy Briefs
Financial Markets
Some Challenges for Congress’s Proposed Reform of Insider Trading Plans
John P. Anderson
November 13, 2019
Public Comments
Financial Markets
Harmonizing Private Securities Offering Exemptions
Andrew N. Vollmer
September 25, 2019
Policy Briefs
Financial Markets
Will SEC Regulation Best Interest Protect Investors?
D. Bruce Johnsen
June 4, 2019
Public Comments
Financial Markets
Response to the SEC's Proposed Regulation on the Best Interest for Retail Securities Broker-Dealers
D. Bruce Johnsen
August 23, 2018
Working Papers
Financial Markets
Rethinking Decimalization
Benjamin M. Blau, Ryan J. Whitby
May 15, 2018
Working Papers
Regulation
Improvements in SEC Economic Analysis since Business Roundtable
Jerry Ellig
December 15, 2016
Books
Financial Markets
Reframing Financial Regulation
Hester Peirce, Benjamin Klutsey, Stephen Matteo Miller, Arnold Kling, Kristine Johnson, Garett Jones, Vera Soliman, Thomas W. Miller, Jr., J. W. Verret, Jerry Ellig, Todd Zywicki, Thomas L. Hogan, William Luther, Edward Stringham
December 14, 2016
Working Papers
Financial Markets
What Theory and the Empirical Evidence Tell Us about Proxy Access
Bernard Sharfman
August 30, 2016
Federal Testimony
Financial Markets
Reconsidering the SIPC
J. W. Verret
September 30, 2015
Public Comments
Financial Markets
Letter to FINRA on the Rule Proposal to Implement the Comprehensive Automated Risk Data System
Hester Peirce, Kristine Johnson
February 4, 2015

Books
Financial Markets
Reframing Financial Regulation
Hester Peirce, Benjamin Klutsey, Stephen Matteo Miller, Arnold Kling, Kristine Johnson, Garett Jones, Vera Soliman, Thomas W. Miller, Jr., J. W. Verret, Jerry Ellig, Todd Zywicki, Thomas L. Hogan, William Luther, Edward Stringham
December 14, 2016

Marginal cost > marginal benefit; no content produced in this category.

Federal Testimony
Financial Markets
Reconsidering the SIPC
J. W. Verret
September 30, 2015

Expert Commentary
Financial Markets
A Proposal for a Securities Offering Exemption That Eliminates Accredited Investor Distinctions
Andrew N. Vollmer
October 24, 2019
Expert Commentary
Regulation
The SEC's Cryptic Wish to Smother Cryptocurrencies With Regulation
RealClear Policy
Adam Millsap
May 15, 2019
Expert Commentary
Bitcoin
What Happens If Cryptocurrency Technologies Are Regulated as Securities?
Reason
Andrea O'Sullivan
June 27, 2018
Expert Commentary
Financial Markets
Calling Balls and Strikes at the SEC
The Hill
J. W. Verret
March 16, 2017
Expert Commentary
Financial Markets
Analyze This
US News & World Report
Jerry Ellig
February 6, 2017
Expert Commentary
Financial Markets
Time for a Revolution at the SEC
The Hill
J. W. Verret
December 13, 2016
Expert Commentary
Regulation
How to Ensure Agencies Consider Rules' Economic Impact
American Banker
Jerry Ellig
December 13, 2016
Expert Commentary
Financial Markets
Corporate Governance by the Board, Not the Government
InsideSources
Bernard Sharfman, Michael Wilt
November 9, 2016
Expert Commentary
Financial Markets
Insider Trading Isn’t What You See in the Movies
Bloomberg View
Tyler Cowen
August 4, 2016
Expert Commentary
Financial Markets
Previewing the President’s Announcement Changing the Fiduciary Standard
Hester Peirce
February 23, 2015

Marginal cost > marginal benefit; no content produced in this category.

Marginal cost > marginal benefit; no content produced in this category.