Financial Regulatory Agencies and Processes

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

The Adviser Custody Proposal Exceeds Several Restrictions on the SEC

• • Andrew N. Vollmer
• April 2023

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

The FDIC Should Restore the OSA or, at Minimum, Solicit Public Views before Regressing to the SARC

• • Brian Knight
  • Thomas Hoenig
• June 14, 2022

• | Expert Commentary Expert Commentary

The Fed’s Loan Relief Must Be Non-Political

• • Brian Knight
• April 12, 2020

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Statement regarding CFPB Dodd-Frank Section 1033 Symposium

• • Brian Knight
• February 26, 2020

Written statement for CFPB Symposium: Consumer Access to Financial Records

• | Financial Markets Financial Markets
• | Policy Briefs Policy Briefs

Some Challenges for Congress’s Proposed Reform of Insider Trading Plans

• • John P. Anderson
• November 13, 2019

• | Academic & Student Programs Academic & Student Programs
• | Financial Markets Financial Markets
• | Working Papers Working Papers

Consumer Perceptions of Financial Advisory Titles and Implications for Title Regulation

• • Derek Tharp
• August 27, 2019

"Brokers” versus “Advisers”—Regulating Financial Services Titles: Begin with What Consumers Already Know

• | Financial Markets Financial Markets
• | Policy Briefs Policy Briefs

Will SEC Regulation Best Interest Protect Investors?

• • D. Bruce Johnsen
• June 4, 2019

• | Financial Markets Financial Markets
• | Expert Commentary Expert Commentary

Round Two: What Role Should the Federal Reserve Play in Developing a Faster Payments System?

• • Brian Knight
  • James Angel
  • Aaron Klein
  • George A. Selgin
• April 26, 2019

• | Financial Markets Financial Markets
• | Expert Commentary Expert Commentary

Round One: What Role Should the Federal Reserve Play in Developing a Faster Payments System?

• • James Angel
  • Aaron Klein
  • George A. Selgin
• April 25, 2019

• | Financial Markets Financial Markets
• | Expert Commentary Expert Commentary

Introduction: What Role Should the Federal Reserve Play in Developing a Faster Payments System?

• • Brian Knight
• April 24, 2019

• | Financial Markets Financial Markets
• | Expert Commentary Expert Commentary

How to Build a Good Regulatory Sandbox

• • Brian Knight
• April 17, 2019

Four Principles to Help Policymakers Get It Right

• | Expert Commentary Expert Commentary

Righting a Flawed Payday Loans Rule

• • Thomas W. Miller, Jr.
• March 19, 2019

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Comment Regarding the Consumer Financial Protection Bureau's Proposed No-Action Letter and Product Sandbox Policies

• • Brian Knight
• January 30, 2019

• | Financial Markets Financial Markets
• | Policy Briefs Policy Briefs

POLICY SPOTLIGHT: Fintech Lending

• • Brian Knight
• October 23, 2018

Regulatory Challenges, Regulatory Solutions

• | Financial Markets Financial Markets
• | Federal Testimonies Federal Testimonies

Potential Benefits and Risks of the Increased Use of Data in Financial Services Applications

• • Brian Knight
• September 18, 2018

Testimony before the Senate Committee on Banking, Housing, and Urban Affairs

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Response to the SEC's Proposed Regulation on the Best Interest for Retail Securities Broker-Dealers

• • D. Bruce Johnsen
• August 23, 2018

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Response to Bureau of Consumer Financial Protection Request for Information Regarding Bureau External Engagements

• • Thomas W. Miller, Jr.
• May 25, 2018

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Response to Bureau of Consumer Financial Protection Request for Information Relating to Bureau Supervision Processes

• • J. W. Verret
  • Brian Knight
• May 21, 2018

• | Financial Markets Financial Markets
• | Public Interest Comments Public Interest Comments

Comment in Response to the CFPB's Request for Information on Its Enforcement Practices

• • Brian Knight
• March 22, 2018

• | Financial Markets Financial Markets
• | Working Papers Working Papers

The Ethics of Insider Trading Reform

• • John P. Anderson
• March 20, 2018